SEC FILINGS

Legion M’s investment offerings are regulated by the United States Securities and Exchange Commission. Use the links below to read our filings on the SEC’s website (www.sec.gov):

CURRENT OFFERING MATERIALS:

Before investing in Legion M, we encourage you to review the following information:

  1. READ THIS FIRST: SUPPLEMENT TO OFFERING CIRCULAR DATED MARCH 20, 2019. This supplement (filed 7/12/19) has important updates to the offering circular dated March 20, 2019.

  2. OFFERING CIRCULAR DATED MARCH 20, 2019. This offering circular (qualified 3/29/2019) amends and replaces the previous offering circular qualified 10/26/18.

  3. 2018 FORM 1-K ANNUAL REPORT. This annual report (filed 4/30/19) includes the most recent financial information for Legion M, including audited 2018 financial statements. STOCK CERTIFICATES

download.png

Crowdcheck’s Verified Check Report verifies that statements made in Legion M’s offering document are supported by facts. READ MORE

PREVIOUS FILINGS

All Legion M filings can be found on the SEC’s website at this link.

STOCK CERTIFICATES

Legion M's stock ownership records are maintained electronically and without the issuance of paper certificates. To accommodate our ambitious scale and provide our shareholders with modern convenience and access to their shares, Legion M is utilizing Carta (formerly eShares) as our official registered transfer agent.

Every investor in Legion M is provided (at our cost) with their own individual Carta account where the shares will be held. All current investors should have received an invite from Carta to set up their account. If you have not received an invite, please contact us at team@legionm.com.

Beginning in 2019, Legion M is transitioning from Carta to a new registered transfer agent. Please see this blog post for further information.